-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtwLEOCvqZTKdBgqYG5fWsLw5GjdRO5M155bV4CtREyUVK1+tUEE1E23xb7bPfyo tGeiHXyK0Ewe6SYpZPUk7A== 0000912057-00-023376.txt : 20000512 0000912057-00-023376.hdr.sgml : 20000512 ACCESSION NUMBER: 0000912057-00-023376 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000511 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACCESS ANYTIME BANCORP INC CENTRAL INDEX KEY: 0001024015 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 850444597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-50861 FILM NUMBER: 626418 BUSINESS ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88101 BUSINESS PHONE: 5057624417 MAIL ADDRESS: STREET 1: 801 PILE STREET 2: P O DRAWER 1569 CITY: CLOVIS STATE: NM ZIP: 88101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PEARCE RODDY CENTRAL INDEX KEY: 0001114221 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 1569 STREET 2: 801 PILE STREET CITY: CLOVIS STATE: NM ZIP: 88101 BUSINESS PHONE: 5057427495 SC 13D 1 SC 13D CUSIP No. 004317 10 5 13D Page 1 of 3 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Roddy Pearce - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially Owned Power 240,433 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power -0- -------------------------------------------------- (9) Sole Dispositive Power -0- -------------------------------------------------- (10) Shared Dispositive Power -0- - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 240,433 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 16.15% based on 1,489,116 shares outstanding on May 1, 2000. - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 3 ITEM 1. SECURITY AND ISSUER The title of the class of equity securities to which this statement on Schedule 13D ("Statement") relates is the common stock $.01 par value, of ACCESS ANYTIME BANCORP, INC. ("Issuer"), 801 Pile Street, Clovis, NM 88101. ITEM 2. IDENTITY AND BACKGROUND (a) NAME: Roddy Pearce (b) BUSINESS ADDRESS: PO Box 1569, 801 Pile Street, Clovis, NM 88101 (c) PRINCIPAL OCCUPATION: Banking/Accounting (d) NO (e) NO (f) USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION 240,000 shares were purchased by a leveraged ESOP with an ESOP loan in the amount of $1,350,000 from The Frost National Bank, San Antonio, Texas. The person filing this statement is the sole member of the ESOP Committee which controls voting of the unallocated ESOP shares (i.e., shares which have not been allocated to participants). All of the 240,000 shares are currently unallocated. In addition, 433 shares in the ESOP were previously allocated to the reporting person. ITEM 4. PURPOSE OF TRANSACTION The reporting person is the sole member of the ESOP Committee which controls voting of the unallocated shares in the ESOP and is therefore deemed to be the beneficial owner. The reporting person has no dispositive power over such unallocated shares. The purpose of the overall plan transaction is the funding of a leveraged ESOP for employees of the issuer and its subsidiary. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Please refer to Cover Page. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The 240,000 shares are unallocated shares held in a leveraged ESOP (i.e., shares which have not been allocated to plan participants), a qualified plan under ERISA, for employees of the issuer and its subsidiary. The Trustee of the ESOP is First Financial Trust Company, Albuquerque, NM. The reporting person does not have dispositive control over these shares. The shares are pledged as security for the ESOP loan to the ESOP Trust, and the ESOP loan is guaranteed by the issuer. The lending bank is The Frost National Bank, San Antonio, Texas. The reporting person has no plans or proposals of the type described in subparagraph (a) through (j) of Item 4. Page 3 of 3 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, FS.B. (incorporated by reference from the Company's Registration Statement on Form 8-A, filed October 11, 1996, SEC File No. 001-12309) Amendment Number One to Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, F.S.B. (refiled) (incorporated by reference from the Company's Registration Statement on Form 8-A, filed October 11, 1996, SEC File No. 001-12309) Amendment Number Two to Profit Sharing and Employee Stock Ownership Plan of First Savings Bank, F.S.B. (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894) Amendment Number Three to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK (Formerly First Savings Bank, F.S.B.) (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894) Amendment Number Four to Profit Sharing and Employee Stock Ownership Plan of FIRSTBANK (Formerly First Savings Bank, F.S.B.) (incorporated by reference from the Company's September 30, 1999 10-QSB, SEC File No. 0-28894) Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 5/10/00 - ------------------------------------------------------------------------------- Date /s/ Roddy Pearce - ------------------------------------------------------------------------------- Signature Roddy Pearce, Vice President, Administrator - ------------------------------------------------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. -----END PRIVACY-ENHANCED MESSAGE-----